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Alberta Securities Act and Regulation 2011

With Alberta Securities Commission Rules, Policy Statements, Blanket Orders, Notices and TSX Venture Exchange Policies, Forms and Appendices

Format Softcover + CD-ROM
Catalogue No. 978-0-7798-3568-3
Pages 2974
Language English only
Price $129.00
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Edited by Macleod Dixon LLP.
Published by Carswell, 2011.

This is an annual publication. The 2011 edition was released August 2011.


Alberta Securities Act and Regulations is a consolidation of the relevant statute law and policies.

Summary of Table of Contents
  • Introduction
  • Alberta Securities Commission Addresses and Personnel
  • Securities Act
  • Securities Regulation
  • Alberta Securities Commission Rules (General)
  • Alberta Securities Commission Forms
  • National and Alberta Rules, Policies and Notices (New numbering system)
  • National Policy Statements
  • Canadian Securities Administration Notices
  • Uniform Act Policies
  • Alberta Securities Commission Policy Statements
  • Alberta Securities Commission Blanket Orders
  • Alberta Securities Commission Notes
  • TSX Venture Exchange: Calgary, Montreal, Toronto and Vancouver – Listed Issuer Services
  • TSX Venture Exchange Corporate Finance Policies
  • TSX Venture Exchange Forms
  • TSX Venture Exchange Appendices
  • Index
The 2011 edition highlights new developments in Alberta securities law, including:
  • New (Revised) National Instrument 52-107 – Acceptable Accounting Principles and Auditing Standards.
  • New (Revised) National Instrument 52-109 – Certification of Interim Filings Venture Issuer Basic Certificate.
  • New (replacement) National Instrument 43-101 (and Form 43-101F1) and related Companion Policy 43-101CP; effective June 30, 2011.
  • Consequential amendments to NI 44-101, NI 45-101, NI 45-106 and Form 51-102F1; effective June 30, 2011.
  • New CSA Staff Notice 52-328; effective April 8, 2011.
  • New (replacement) CSA Staff Notice 81-320; effective March 23, 2011.
  • Changes to the Alberta Securities Commission Rules.
  • New blanket orders.
  • Withdrawals of numerous CSA and ASC Notices.
  • Updates to the index.
This edition includes a CD-ROM which contains Editions 2004 through 2011 – seven years of legislative history that isn't available anywhere else in a searchable, electronic format. Now you'll have a faster, more convenient way to see the progression of securities legislation in Alberta over the past seven years.

The legislation, regulations, rules and forms in this edition are current to April 30, 2011. The policies, blanket orders and notices are also current through published material on the website of the Alberta Securities Commission to March 30, 2011. National Instrument 43-101 (Standards of Disclosure for Mineral Projects) and related amendments, which are effective June 30, 2011, are also included.

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This page last modified: August 23, 2011

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